Privacy Policy

This document sets forth the Privacy Policy of ViewTrade Technology (“ViewTrade Technology”), concerning the privacy interests of individual consumers and customers (described below and hereinafter referred to as “customers”). ViewTrade Technology is a financial technology company.

In its capacity as a financial technology company, ViewTrade Technology receives and/or comes into contact with certain non-public personal information concerning its current and/or former customers, including but not limited to certain non-public personal information related to the securities account(s) that customers open and/or maintain via ViewTrade Technology. Any and all such non-public personal information related to such customers and/or such customers’ securities account(s) is hereinafter referred to as “non-public personal information.” ViewTrade Technology receives and/or comes into contact with the non-public personal information only for purposes of conducting its business as described above. For convenience herein, “you” or “your” refers to any and all customer(s) described above.

VIEWTRADE TECHNOLOGY DOES NOT SELL YOUR NON-PUBLIC PERSONAL INFORMATION COLLECTED.

In conducting its business as described above, ViewTrade Technology collects (or may collect), for example, the following types of non-public personal information:

Information about you: (1) Information you provide in connection with securities accounts, margin loans, debit cards, or any other financial product or service, whether in writing, in person, by telephone, electronically, or by any other means, such as your name, address, social security number, tax ID number, assets, income, investment objectives, financial situation, and debt.

Information about your transactions with non-affiliated third parties: (1) Information from non-affiliated third parties pursuant to law, rules, regulations, standard securities industry practices, and/or legal processes, including information and/or documents received, shared, produced, or provided in connection with a subpoena, discovery request, or other legal process compelling production; and (2) information from non-affiliated third parties related to servicing your account for purposes of providing financial technology services.

Information from a consumer reporting agency: (1) Information from a consumer reporting agency regarding your creditworthiness, credit history, or other financial transactions related to margin lending; (2) information about the fact that you are a customer of ViewTrade Technology; and (3) information from other outside sources regarding their employment of, credit to, or other relationships with you, or verifying representations made by you, such as your employment history, loan, or credit card balances.

NON-PUBLIC PERSONAL INFORMATION DISCLOSED TO AFFILIATES AND NON-AFFILIATED THIRD PARTIES

ViewTrade Technology discloses non-public personal information to its affiliates and non-affiliated third parties only in connection with providing financial technology services. Such disclosures may be provided to affiliates and non-affiliated third parties: (i) as required or necessary to carry out fully and properly the business of ViewTrade Technology (such as, for example, disclosures to affiliated and non-affiliated third-party service providers supplying ViewTrade Technology with computer-related, document processing and delivery, and data maintenance or processing services, and disclosures to non-affiliated third parties such as clearing agencies and entities); (ii) as required by law or legal process; or (iii) with your consent.

FORMER CUSTOMERS

ViewTrade Technology will disclose non-public personal information about former customers only as permitted and/or required by law or legal process or with your consent.

CONFIDENTIALITY AND SECURITY OF NON-PUBLIC PERSONAL INFORMATION

ViewTrade Technology is committed to implementing and maintaining commercially reasonable and appropriate measures to maintain your non-public personal information in a secure and confidential fashion. ViewTrade Technology’s information and security procedures may include, but are not limited to, the following features:

• Access controls on customer information systems, including controls to authenticate and permit access only to authorized individuals and controls to prevent ViewTrade Technology employees from providing non-public information to unauthorized individuals who may seek to obtain this information through fraudulent means.
• Physical access restrictions at locations containing non-public personal information.
• Stringent pre-employment screening, including fingerprinting, and segregation of duties for ViewTrade Technology employees with responsibilities for or access to non-public information.
• ViewTrade Technology regularly reviews, revises, and updates its information security program to account for changes in technology.

ViewTrade Technology reserves the right to change this Privacy Policy at any time.

DISPLAY ADVERTISING

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Updated: 20230110

ViewTrade Technology • 525 Washington Boulevard • Suite 2400 • Jersey City, NJ 07310 • 561-620-0306 • F 561-338-6206

www.viewtrade.com