SEC 606 Reports

In accordance with U.S. Securities and Exchange Commission (“SEC”) Rule 606, ViewTrade Securities, Inc. (the “Firm”) is publishing statistical information about our routing practices for non-directed orders in U.S. exchange-listed equity securities and options. The Firm’s SEC 606 reports are available upon request, free of charge.

This report is divided into three sections

• securities that are part of the S&P 500
• securities that are non-S&P 500 securities
• exchange-listed options.

For each section, this report identifies the venues most often selected by the Firm, sets forth the percentage of non-directed orders and the various types of orders routed to the venues, and discusses the material aspects of the Firm’s relationship with the venues. Questions regarding this report should be addressed to the ViewTrade Compliance Department.