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In accordance with U.S. Securities and Exchange Commission (“SEC”) Rule 606, ViewTrade Securities, Inc. (the “Firm”) is publishing statistical information about our routing practices for non-directed orders in U.S. exchange-listed equity securities and options. The Firm’s SEC 606 reports are available upon request, free of charge.
This report is divided into three sections
For each section, this report identifies the venues most often selected by the Firm, sets forth the percentage of non-directed orders and the various types of orders routed to the venues, and discusses the material aspects of the Firm’s relationship with the venues. Questions regarding this report should be addressed to the ViewTrade Compliance Department.
| Year | Quarter | XML | |
|---|---|---|---|
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2023 |
Q3 |
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2023 |
Q2 |
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2023 |
Q1 |
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2022 |
Q4 |
||
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2022 |
Q3 |
||
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2022 |
Q2 |
||
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2022 |
Q1 |
||
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2021 |
Q4 |
||
|
2021 |
Q3 |
||
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2021 |
Q2 |
||
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2021 |
Q1 |
||
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2020 |
Q4 |
||
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2020 |
Q3 |
||
|
2020 |
Q2 |
ViewTrade Holding Corporation
ViewTrade Holding Corporation (“ViewTrade”) is the parent company of Orbis Systems Inc and ViewTrade Securities Inc, each wholly owned subsidiaries of ViewTrade
Orbis Systems, Inc. Disclaimers
Technology Services are provided by Orbis Systems, Inc. (“Orbis”)
ViewTrade Securities, Inc. Disclaimers
Securities and brokerage services are provided through ViewTrade Securities, Inc. (“ViewTrade Securities”), a broker-dealer registered with the Securities and Exchange Commission and a member of the Financial Industry Regulatory Authority (FINRA), SIPC, NYSE Arca, NASDAQ, CBOE Edge, CBOE BATS.
Investing involves serious risks and past performance is no guarantee of future performance or success. This is not an offer to buy or sell securities and nothing contained on this website should be interpreted as a recommendation regarding any investment or investment strategy. Please review our disclosures page for more important information.
INVESTMENTS: ARE NOT FDIC INSURED • MAY LOSE VALUE • ARE NOT BANK GUARANTEED
